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李肖
逄雪
商學院
工商管理碩士學位(MBA)課程(中文學制)
碩士
中國雙碳政策下塑膠行業可持續發展的研究 : 以衡德工業園區為例
Research on the Sustainable Development of the Plastic Industry under China's Dual Carbon Policy : Taking Hengde Industrial Park as an example
雙碳政策 ; 塑膠行業 ; 可持續發展 ; 綠色供應鏈 ; 定性研究
Dual carbon policy ; plastic industry ; sustainable development ; green supply chain ; qualitative research
本研究聚焦中國 “雙碳” 政策背景下塑膠行業的可持續發展問題，以河北省衡水市衡德工業園區 6 家不同規模與類型的塑膠包裝企業為案例，探討政策對企業生產方式、技術創新、市場策略、環境績效及財務影響的實際作用。研究發現，雙碳政策推動企業加速設備升級（如引入環保生產線）、原材料轉型（生物降解材料使用率達 30%）及工藝改進（低溫造粒回收技術），但面臨可降解材料成本高、多層複合技術瓶頸及能源結構滯後等挑戰。研究指出，政策對企業財務影響顯著（成本上升 7%-8%，利潤率下降 10%），但政府補貼（如環保設備補貼 30%）和綠色採購需求部分緩解壓力。研究揭示差異化策略：大型企業依賴設備投資與規模效應應對政策壓力，中小企業依賴靈活代工與成本控制。基於產業鏈協作不足、技術研發滯後等問題，本研究建議政府強化研發補貼、推動綠色標準制定，企業需加強產學研合作及智能化轉型。本研究創新性構建了 “雙碳政策 - 企業響應 - 績效影響” 理論框架，突破了單一理論研究的局限，創新性地將戰略管理理論、可持續發展理論以及利益相關者理論有機結合，構建起全面分析中國雙碳政策下塑膠行業可持續發展的理論框架，提出 “技術創新補貼 + 綠色供應鏈協同” 雙軌策略，為政府完善政策工具（如差異化碳配額）和企業制定轉型路徑（如智能化生產系統）提供決策依據，填補了區域層面微觀企業行為研究的空白。研究結果為塑膠行業綠色轉型提供理論參考與實踐路徑。
This study focuses on the sustainable development of the plastic industry under the background of China's "dual carbon" policy. Taking six plastic packaging enterprises of different sizes and types in Hengde Industrial Park, Hengshui City, Hebei Province as cases, it explores the practical effects of policies on enterprise production methods, technological innovation, market strategies, environmental performance, and financial impact. Research has found that the dual carbon policy promotes enterprises to accelerate equipment upgrades (such as introducing environmentally friendly production lines), raw material transformation (with a 30% utilization rate of biodegradable materials), and process improvement (low-temperature granulation recycling technology), but faces challenges such as high cost of biodegradable materials, bottlenecks in multi-layer composite technology, and lagging energy structure. Research has shown that policies have a significant impact on corporate finance (cost increases of 7% -8%, profit margins decrease of 10%), but government subsidies (such as a 30% subsidy for environmental protection equipment) and green procurement demand partially alleviate the pressure. Research reveals differentiation strategies: large enterprises rely on equipment investment and economies of scale to cope with policy pressures, while small and medium-sized enterprises rely on flexible outsourcing and cost control. Based on issues such as insufficient collaboration in the industrial chain and lagging technological research and development, this study suggests that the government strengthen research and development subsidies, promote the development of green standards, and enterprises need to strengthen industry university research cooperation and intelligent transformation. This study innovatively constructs a theoretical framework of "dual carbon policy enterprise response performance impact", breaking through the limitations of single theoretical research. It innovatively combines strategic management theory, sustainable development theory, and stakeholder theory to construct a comprehensive theoretical framework for analyzing the sustainable development of the plastic industry under China's dual carbon policy. It proposes a dual track strategy of "technology innovation subsidies+green supply chain collaboration", providing decision-making basis for the government to improve policy tools (such as differentiated carbon quotas) and enterprises to formulate transformation paths (such as intelligent production systems), filling the gap in micro enterprise behavior research at the regional level. The research results provide theoretical references and practical paths for the green transformation of the plastic industry.
2025
中文
154
致 謝 I
摘 要 II
Abstract III
目 錄 IV
圖目錄 V
表目錄 VI
第一章 緒 論 1
1.1 選題背景及意義 1
1.2 研究目標及內容 3
第二章 文獻綜述 6
2.1 研究現狀分析 6
第三章 研究方法及設計 12
3.1 研究思路 12
3.2 研究方法 12
第四章 資料分析 16
4.1 研究對象 16
4.2 研究數據 17
4.2.1 開放性編碼 18
4.2.2 主軸性編碼 24
4.2.3 選擇性編碼 26
第五章 研究分析 29
5.1 訪談數據分析 29
5.2 雙碳政策對塑膠行業的影響框架的理論模型 32
5.3 模型分析 36
5.3.1 戰略管理理論維度 38
5.3.2 可持續發展理論維度 39
5.3.3 利益相關者理論維度 40
5.4 詞語雲分析 40
5.5 矩陣式樹狀圖分析 43
第六章 研究結論 45
6.1 研究貢獻 45
6.2 研究局限性 47
6.3 未來研究 48
參考文獻 51
作者簡歷 53
附 錄 54
摘 要 II
Abstract III
目 錄 IV
圖目錄 V
表目錄 VI
第一章 緒 論 1
1.1 選題背景及意義 1
1.2 研究目標及內容 3
第二章 文獻綜述 6
2.1 研究現狀分析 6
第三章 研究方法及設計 12
3.1 研究思路 12
3.2 研究方法 12
第四章 資料分析 16
4.1 研究對象 16
4.2 研究數據 17
4.2.1 開放性編碼 18
4.2.2 主軸性編碼 24
4.2.3 選擇性編碼 26
第五章 研究分析 29
5.1 訪談數據分析 29
5.2 雙碳政策對塑膠行業的影響框架的理論模型 32
5.3 模型分析 36
5.3.1 戰略管理理論維度 38
5.3.2 可持續發展理論維度 39
5.3.3 利益相關者理論維度 40
5.4 詞語雲分析 40
5.5 矩陣式樹狀圖分析 43
第六章 研究結論 45
6.1 研究貢獻 45
6.2 研究局限性 47
6.3 未來研究 48
參考文獻 51
作者簡歷 53
附 錄 54
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15.Mahajan, R., Lim, W. M., Sareen, M., Kumar, S., & Panwar, R. (2023). Stakeholder theory. Journal of Business Research, 166, 114104.
16.Norman, W., & MacDonald, C. (2004). Getting to the bottom of “triple bottom line”. Business Ethics Quarterly, 14(2), 243-262.
17.Parashar, N., & Hait, S. (2021). Plastics in the time of COVID-19 pandemic: protector or polluter? Science of the Total Environment, 759, 144274.
18.Shi, L., Han, L., Yang, F., & Gao, L. (2019). The evolution of sustainable development theory: Types, goals, and research prospects. Sustainability , 11 (24), 7158.
19.Wang, Y., Guo, C. H., Chen, X. J., Jia, L. Q., Guo, X. N., Chen, R. S., ... & Wang, H. D. (2021). Carbon peak and carbon neutrality in China: Goals, implementation path and prospects. China Geology, 4(4), 720-746.
20.Wang, C., Wang, L., Zhai, J., Feng, T., Lei, Y., Li, S., ... & Mao, X. (2024). Assessing progress toward China's subnational sustainable development by Region Sustainable Development Index. Sustainable Horizons, 11, 100099.
21.楚海虹. (2024). 循環經濟成為橡塑行業"新風口". 中國石油報 (007).
22.王燕. (2024). 可降解塑膠行業綠色低碳發展. 塑膠助劑 (02), 58-62.
23.王瑩. (2022). 塑膠生產加工行業的轉型發展策略. 塑膠助劑 (06), 81-84.
24.徐建華. (2024). 我國塑膠行業韌性不斷增強. 中國品質報 (002).
25.張建堂 & 張琳. (2021). 碳中和目標選擇中國能源經濟轉型的戰略. 中國工業經濟 (5):5-22.
26.茱莉莉 & 魏占信. (2023). 低碳經濟發展與塑料包裝行業技術創新探析.綠色包裝 (01),15-18.
2.Ahakwa, I., Tackie, E. A., Tackie, F. K., Mangudhla, T., Baig, J., ul Islam, S., & Sarpong, F. A. (2024). Greening the path to carbon neutrality in the post-COP26 era: Embracing green energy, green innovation, and green human capital. Innovation and Green Development, 3(3), 100134.
3.Agreement, P. (2015, December). Paris agreement. In report of the conference of the parties to the United Nations framework convention on climate change (21st session, 2015: Paris). Retrived December (Vol. 4, No. 2017, p. 2). Getzville, NY, USA: HeinOnline.
4.Carroll, A. B. (1991). The pyramid of corporate social responsibility: Toward the moral management of organizational stakeholders. Business Horizons, 34(4), 39-48.
5.Carus, M., Dammer, L., Raschka, A., & Skoczinski, P. (2020). Renewable carbon: Key to a sustainable and future‐oriented chemical and plastic industry. Greenhouse Gases: Science and Technology, 10(3), 488-505.
6.Corbin, JM, & Strauss, A. (1990). Grounded theory research: Procedures, canons, and evaluative criteria. Qualitative sociology , 13 (1), 3-21.
7.Duarte, P., Silva, S. C., Roza, A. S., & Dias, J. C. (2024). Enhancing Consumer Purchase Intentions for Sustainable Packaging Products: An In-Depth Analysis of Key Determinants and Strategic Insights. Sustainable Futures, 100193.
8.Glaser, B., & Strauss, A. (2017). Discovery of grounded theory: Strategies for qualitative research. Routledge.
9.IEA (2024), CO2 Emissions in 2023, IEA, Paris https://www.iea.org/reports/co2-emissions-in-2023, Licence: CC BY 4.0
10.Kumar, R., Verma, A., Shome, A., Sinha, R., Sinha, S., Jha, P. K., ... & Vara Prasad, P. V. (2021). Impacts of plastic pollution on ecosystem services, sustainable development goals, and need to focus on circular economy and policy interventions. Sustainability, 13(17), 9963.
11.Killen, C. P., Jugdev, K., Drouin, N., & Petit, Y. (2012). Advancing project and portfolio management research: Applying strategic management theories. International journal of project management, 30(5), 525-538.
12.Mendes, A. C., & Pedersen, G. A. (2021). Perspectives on sustainable food packaging:–is bio-based plastics a solution? Trends in Food Science & Technology, 112, 839-846.
13.Moshood, T. D., Nawanir, G., Mahmud, F., Mohamad, F., Ahmad, M. H., & AbdulGhani, A. (2022). Sustainability of biodegradable plastics: New problem or solution to solve the global plastic pollution?. Current Research in Green and Sustainable Chemistry, 5, 100273.
14.McWilliams, A., & Siegel, D. (2001). Corporate social responsibility: A theory of the firm perspective. Academy of Management Review, 26(1), 117-127.
15.Mahajan, R., Lim, W. M., Sareen, M., Kumar, S., & Panwar, R. (2023). Stakeholder theory. Journal of Business Research, 166, 114104.
16.Norman, W., & MacDonald, C. (2004). Getting to the bottom of “triple bottom line”. Business Ethics Quarterly, 14(2), 243-262.
17.Parashar, N., & Hait, S. (2021). Plastics in the time of COVID-19 pandemic: protector or polluter? Science of the Total Environment, 759, 144274.
18.Shi, L., Han, L., Yang, F., & Gao, L. (2019). The evolution of sustainable development theory: Types, goals, and research prospects. Sustainability , 11 (24), 7158.
19.Wang, Y., Guo, C. H., Chen, X. J., Jia, L. Q., Guo, X. N., Chen, R. S., ... & Wang, H. D. (2021). Carbon peak and carbon neutrality in China: Goals, implementation path and prospects. China Geology, 4(4), 720-746.
20.Wang, C., Wang, L., Zhai, J., Feng, T., Lei, Y., Li, S., ... & Mao, X. (2024). Assessing progress toward China's subnational sustainable development by Region Sustainable Development Index. Sustainable Horizons, 11, 100099.
21.楚海虹. (2024). 循環經濟成為橡塑行業"新風口". 中國石油報 (007).
22.王燕. (2024). 可降解塑膠行業綠色低碳發展. 塑膠助劑 (02), 58-62.
23.王瑩. (2022). 塑膠生產加工行業的轉型發展策略. 塑膠助劑 (06), 81-84.
24.徐建華. (2024). 我國塑膠行業韌性不斷增強. 中國品質報 (002).
25.張建堂 & 張琳. (2021). 碳中和目標選擇中國能源經濟轉型的戰略. 中國工業經濟 (5):5-22.
26.茱莉莉 & 魏占信. (2023). 低碳經濟發展與塑料包裝行業技術創新探析.綠色包裝 (01),15-18.
